For accounts that have been enabled for online trading by your Financial Advisor, placing trades online is easy. You have the ability to preview and confirm your order before the trade is placed:

Stock/ETF Order

  • Place market, limit, stop, and stop limit orders
  • For sell/closing orders you can choose specific tax lots to trade
  • Receive execution alerts by selecting which email address to which you would like to receive an alert.

Option Order

  • An Options Trading Authorization and signed Options Agreement must be approved and on file to place options trades online
  • The type of options trade you can enter depends on the level of options trading for which you were approved
  • Buy calls to open or close; Buy puts to open or close; Sell calls or puts to close
  • For sell/closing orders you can choose specific tax lots to trade
  • Receive execution alerts by selecting which email address to which you would like to receive an alert.

Mutual Fund Order

  • Buy or sell open end, closed end, or no-load mutual funds
  • No commissions are charged for mutual fund trades placed online, however, some fund companies charge a transaction fee