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Contact Info
One SW Columbia Street, Suite 300
OR 97258
Phone: 503-226-7000 or 800-452-1929
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LocationsMore InfoOregon
California
Washington
The SEC has recently adopted Rule 606, which requires all brokerage firms to make publicly available, reports on their order routing practices. In accordance with Rule 606, Umpqua Investments’ order routing statistics are available by clicking here. When asked to enter the broker name, enter Umpqua Investments using no punctuation. 2016 Umpqua Investments | Member FINRA
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Umpqua Investments, Inc., is an affiliated company of Umpqua Bank. Umpqua Investments Inc., is not a bank. Securities, managed investments, insurance products and wealth management services are offered through Umpqua Investments, Inc., Member FINRA/SIPC. Umpqua Bank and Umpqua Investments, Inc., share revenue in certain instances. Securities, managed investments and insurance products are: · NOT A BANK DEPOSIT · NOT FDIC INSURED · NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY · NOT BANK GUARANTEED · and MAY GO DOWN IN VALUE.
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