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Municipal Bonds Offering List

Rating	Qty	Description	Cusip	Cpn	Maturity	YTM	Price

Locations

More Info

Oregon

Portland (HQ)
Coos Bay
Eugene
Springfield
Lake Oswego
Roseburg
Medford

California

Eureka
Santa Rosa

Washington

Tacoma

Future Locations

Seattle / Bellevue, WA
San Francisco / Northern California

The SEC has recently adopted Rule 11Ac1-6, which requires all brokerage firms to make publicly available, reports on their order routing practices. In accordance with Rule 11Ac1-6, Umpqua Investments’ order routing statistics are available by clicking here. When asked to enter the broker name, enter Umpqua Investments using no punctuation.

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Umpqua Investments, Inc., is an affiliated company of Umpqua Bank. Umpqua Investments Inc., is not a bank. Securities, managed investments, insurance products and wealth management services are offered through Umpqua Investments, Inc., Member FINRA/SIPC. Umpqua Bank and Umpqua Investments, Inc., share revenue in certain instances.

Securities, managed investments and insurance products are: · NOT A BANK DEPOSIT · NOT FDIC INSURED · NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY · NOT BANK GUARANTEED · and MAY GO DOWN IN VALUE.

Performance