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Welcome To

Umpqua Investments

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Eighty years in the making, Umpqua Investments is a part of Umpqua Holdings Corporation. The Umpqua name stands for great integrity, service and innovation in financial services. Listen to John Noble, Umpqua Investments' President, discuss our common sense approach to investment services: Working together.

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Peter Williams

Peter Williams, Senior Vice President-Investments, discusses what it is about Umpqua Investments' culture that attracts and retains the best financial advisors in the industry.

Career Opportunities

The Story:

How the Client & Advisor Met

David & David

Advisor David & Client David work through the market downturn and keep their eye on the prize: retiring by age 50.

Watch our Story

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Featured Stories

David & David

David & David

Advisor David & Client David work through the market downturn and keep their eye on the prize: retiring by age 50.
Watch Video

Roy & Doug

Roy & Doug

Advisor Doug & Roy partnered to craft a sound financial strategy for Roy and his family based on genuine understanding and shared values.
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About Us

Locations Map

Locations

More Info

Oregon

Portland (HQ)
Coos Bay
Eugene (3 Locations)
Grants Pass
Roseburg
Medford

California

Auburn
Eureka
Napa
Sacramento
Yuba City

Future Locations

Seattle / Bellevue, WA
San Francisco / Northern California
Sacramento, CA
Santa Rosa, CA
Bend, OR
Lake Oswego, OR

The SEC has recently adopted Rule 11Ac1-6, which requires all brokerage firms to make publicly available, reports on their order routing practices. In accordance with Rule 11Ac1-6, Umpqua Investments’ order routing statistics are available by clicking here. When asked to enter the broker name, enter Umpqua Investments using no punctuation.

Read Umpqua Investment's Business Continuity Plan (BCP)

© 2009 Umpqua Investments | Member FINRA / SIPC

Umpqua Investments is not a bank. Securities offered by Umpqua Investments are not insured by the FDIC or any other federal agency. Umpqua Investments are not a bank deposit or bank obligation, and are not backed or guaranteed by any bank. All securities involve investment risk, including possible loss of principal. Member FINRA/SIPC.